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You and Your Architect
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Few things are more satisfying than a successful project.
The secret to success lies in the professional, business,
and personal relationships between owner and architect. Here,
we provide guidance on how to establish and benefit from those
relationships. This resource, originally written for the American
Institute of Architects by David Haviland, Hon. AIA, professor
of architecture at Rensselaer Polytechnic Institute, is updated
periodically to reflect current industry practices. To read
on, explore the links below. For more information about working
with an architect, please contact your local AIA
chapter or the national component at 800-242-3837.
GETTING STARTED
The best way to begin a new project is for you-the owner-to
reflect on what you bring to it: knowledge, experience, needs,
desires, aspirations, and personal opinions. You also provide
the resources to realize your expectations.
Naturally, every owner starts from a different outlook. Some
have had vast experience with design and construction and
know what they want and how to go about getting it. Many owners
have much less experience.
Whatever your situation, it makes sense to begin with some
self-examination to assess what you already know about your
project and what you will establish with your architect's
help. The questions outlined below can serve as a guide.
You don't need firm or complete answers to these questions
at this point. Indeed, your architect will help you think
them through. A general understanding of where you are, however,
will help you select the best architect for the project.
Ask yourself these questions
- What activities do you expect to house
in the project? Do you have specific ideas on how to translate
these activities into specific spaces and square footage
areas? In any event, an architect with experience in your
particular building type can help you immensely to refine
your design program (the collection of parameters from which
design is derived).
- Has a site been established, or will this
decision also be a subject of discussion with the architect
and others?
- Have you and those with whom you are talking
fixed a construction schedule and budget?
- What are your design aspirations? What thought
have you given to the design message and amenities you are
seeking in this project?
- What are your overall expectations for the
project? What are your motivations, both basic and high-minded,
and what role does this project play in achieving your overall
goals?
- How do you make decisions? Will a single
person sign off on decisions? Do you have a building committee?
- How much information do you need to make
decisions?
- Where will the resources come from to create
and operate this project? (Your architect can help you considerably
here, for instance, to tap into reliable capital assistance
or leverage modest first-cost upgrades into enormous life-cycle
savings.)
- How much experience do you have in design
and construction? Have you done this before? If so, where
have you been most successful, and where were you disappointed?
SELECTING YOUR ARCHITECT
Whether you are building your own home or designing a commercial
complex, choosing the right architect is vital to a successful
project.
Architecture firms come in a variety of sizes and types.
The statistically average firm is made up of 9 or 10 people;
many firms are smaller. There are also very large firms with
staffs of 100 or more. Some firms specialize in one or more
project or facility types. Others have very specific specialties.
Some firms include in-house engineering (structural, mechanical,
electrical, etc.) or other design disciplines (planning, urban
design, landscape architecture, interior design, etc.) Many
architects introduce specialty disciplines into their projects
through appropriate consultants. Each architecture firm brings
its own combination of skills, expertise, interests, and values
to its projects. All good architects will listen to you and
translate your ideas into a viable construction project. Look
for a good listener and you'll find a good architect.
The Right Architect
If you are a first-time client, or an experienced client
facing a new situation, you probably have many questions about
architect selection. Some of the more frequently asked questions
are addressed here.
When, in the life cycle of a project, should I bring the
architect into the picture?
As early as possible. Architects can help you define the
project in terms that provide meaningful guidance for design.
They may also do site studies, help secure planning and
zoning approvals, help you work out financing, and a variety
of other predesign services.
Should I look at more than one firm?
Usually, yes. One obvious exception is when you already
have a good relationship with an architect and it makes
little sense to change.
How do I find suitable firms to contact?
Contact other owners who have developed similar facilities
and ask who they interviewed and ultimately selected. Ask
who designed buildings and projects that you've admired
or that seem especially appropriate. Many local chapters
of the American Institute of Architects maintain referral
lists and are available to assist you in identifying architects
who can help you. (Look in the Yellow Pages for the
AIA listing, or go to www.aia.org.)
What information should I request from firms?
At a minimum, ask to see projects the firm has designed
that are similar in type and size to yours or that have
addressed similar issues (for example, siting, functional
complexity, or design aspirations). Ask them to indicate
how they will approach your project and who will be working
on it (including consultants). Ask for the names of other
owners you may contact.
Why are formal interviews desirable?
An interview addresses one issue that can't be covered
in brochures: the chemistry between the owner and the architecture
firm. Interviews also allow the owner to learn how each
firm plans to approach the project.
How many firms should I interview and how should they
be selected?
Most people advise that you interview three to five firms--enough
to see the range of possibilities, but not so many that
an already tough decision will be further complicated. Interview
architecture firms that you feel can do your project because
of their expertise, experience, and ability to bring a fresh
look to your situation. Treat each firm fairly, offering,
for example, equal time and equal access to your site and
existing facilities.
What can I realistically expect to learn from an interview?
How can I structure the interview to make it as informative
as possible?
You can learn how the architect's team will approach your
project by talking to key members. Ask how the architect
will gather information, establish priorities, and make
decisions. Ask what the architect sees as the important
issues for consideration in the project. Evaluate the firm's
style, personality, priorities, and approach: are they compatible
with yours?
How should I follow up?
Tell each firm what you intend to do next and when you
plan to make your decision. If you haven't talked with past
clients, do so now. Ask them to assess both the performance
of the firm and the performance of the resulting architecture.
You may want to visit existing buildings to see them in
use. Notify the selected firm, or short-listed firms, as
soon as possible. Remember, conditions change, sometimes
very rapidly: regulatory parameters, market conditions,
and team availability.
On what should I base my decision?
Personal confidence in the architect is paramount. Seek
also an appropriate balance among design ability, technical
competence, professional service, and cost. Once you've
selected the best firm, enter into detailed negotiations
regarding services and compensation. The AIA Contract Documents-the
industry standard-offer an excellent starting point for
contract negotiation.
What about selecting an architect by competitive bid?
You can ask for a fee proposal from an architect at any
time during the selection process that you think is appropriate.
The U.S. government, by law, depends on qualifications-based
selection, whereby qualification for a project is the first
consideration, and fee is secondary. You are engaging the
services of a professional with whom you will work closely
throughout the life of the project.
Choose your architect at least as carefully as you would
your dentist or doctor. Factors such as experience, technical
competence, and available staff resources will be important
to your decision. So, if you are soliciting proposals from
more than one firm, make sure that you can provide all the
information required for definite proposals to ensure that
the proposals you get offer the same scope of services, and
you can evaluate them on a consistent basis.
Yours will be a business relationship. Find out how prospective
architects do business, how they work with their clients,
how responsive they are to your management and decision styles,
and how well their work stacks up against their clients' expectations.
Ask questions. Approach the architect as a professional who
will bring experience and specialized knowledge to your project.
Don't be afraid to ask the same questions you've asked yourself:
What does the architect expect to contribute to the project?
How much information does the architect need? How does the
architect set priorities and make decisions? Who in the firm
will work directly with you? How will engineering or other
design services be provided? How does the firm provide quality
control during design? What is the firm's construction-cost
experience?
Be frank. Tell the architect what you know and what you expect.
Ask for an explanation of anything you don't understand. The
more on the table at the outset, the better the chances are
for a successful project. Remember, a good architect is a
good listener. Only when you have outlined your issues can
the architect address them.
Because you will be in a business relationship to acquire
the professional skills and judgment of the prospective architect,
you might also want to inquire about the ability of the architect
to stand financially behind the services to be provided. For
example, you might ask if the architect carries professional
liability insurance--much like that carried by doctors, lawyers,
and accountants. While not all architects carry such insurance,
it can, in many circumstances, be an indicator of sound business
acumen.
Be prepared to answer questions about your project's purpose,
budget, time frame, site, and the team of players you anticipate
being involved with the project. Once again, be frank, and
inform the architect of any information you want to be kept
in confidence. Protecting your confidential information is
an ethical requirement for members of the AIA.
Selection Is a Mutual Process
The most thoughtful architects are as careful in selecting
their clients as owners are in selecting architects. They
are as interested in a successful project as you are, and
they know that good architecture results from fruitful collaboration
between architects and clients.
Even the simplest of projects are very complex. Each situation
is different, including people, needs, site, financing, and
regulatory requirements. Many of the owner's needs and expectations
come into focus only in the process of design. As the owner
and architect mutually evaluate alternative approaches to
the project's design, priorities are clarified and new possibilities
emerge. There is no substitute for the complex, time-consuming,
and intensive dialogue and inquiry that characterize the design
process.
Identifying the Services You Need
The experiences of others may be instructive up to a point,
but every project is unique. Your architect is prepared to
advise and assist you in tailoring the array of professional
services available to meet your needs and expectations.
Most building projects require design and construction documents,
assistance in securing a contractor, and evaluation of the
progress and quality of construction. The services an architect
can provide for you-in-house or through consultants-may include
facilities programming; marketing and economic feasibility
studies; budgeting and financing packages; site-use and utilities
studies; environmental analysis; planning and zoning applications;
preparation of materials for public referenda; special cost
or energy analysis; tenant-related design; special drawings,
models, and presentations; and facility operation services
after project completion.
Not all services must be provided by the architect. Some
owners have considerable project-planning, design, and construction
expertise and may be fully capable of undertaking some project
tasks themselves. Other owners find it desirable or necessary
to add other consultants to the project team to undertake
specific tasks. Discussion with your architect will be necessary
to establish who will coordinate owner-supplied work or other
services provided beyond the scope of the architect's agreement.
The AIA publishes a wide variety of standard form agreements
with different approaches to defining a scope of services.
From the most commonly used document, AIA Document B141, Standard
Form of Agreement Between Owner and Architect, to documents
used for special purposes, the scope of services offered in
the AIA documents range from the typical to highly customized
applications. You may choose from a variety of formats that
come prepackaged or à la carte, which are called designated
services. The B141 documents offers a choice of multiple scope
packages that may be substituted for one another and that
deal with a range of situations, from the typical to the highly
specialized. This approach gives you the flexibility to customize
the scope of services that meet your particular needs.
Customization, however, may create more complexities than
you want. Other prepackaged AIA documents, such as AIA Document
B151, Abbreviated Standard Form of Agreement Between Owner
and Architect, offer only one option in the scope of services.
In the B151 document, the services are divided into two categories-basic
and additional services. The services within these categories
may also be modified to meet your needs.
Services Required
The best strategy is to sit down with your architect and
identify the services needed. Recognize that even when a number
of services are designated at the outset, other services may
be required once you are under way. For example, you may require
zoning approvals or you may wish to do economic analyses of
a new energy-saving system. Other services may be added to
an existing agreement at any time. You should set aside a
contingency budget to fund changes in the services required
from your architect. Tips for recognizing required services
include:
- The specifics of your project will guide
your choice of agreement form. The B141 scope of services
approach requires up-front discussion to set the project's
parameters, which, in the long run, will prevent misunderstandings.
B163's designated-services approach requires a little more
effort up front, as it involves the decision of which of
the 83 possible services to include. However, designating
services brings discipline and clarity to the process of
deciding who will do what.
- Use the list of services that appears on
pages 8 and 9 as an initial discussion guide. Doing so provides
a chance to talk about many possible service options.
- Contract administration services are a case
of spending a penny to save a dollar. Once you have approved
the design , you want it built as it was designed. Your
architect can administer the contract between you and the
contractor. This means evaluating work for compliance with
the drawings and specifications; approving shop drawings,
materials, and product samples; reviewing the results of
material tests and inspections; approving the contractor's
requests for payment; handling requests for design changes
during construction; and administering the completion, start-up,
and close-out process of your project. Getting the building
that was designed-and on budget-is important. Attaining
that goal requires considerable experience, time, and effort.
Ask your architect.
- Disputes that arise during construction need
to be decided quickly and effectively. Under the AIA standard
form contracts, your architect serves as the initial arbiter
of disputes between you and your contractor. If the architect's
decision is unacceptable to either party, the AIA standard
forms call for formal mediation, with arbitration to follow
if mediation does not succeed. Both are ways of resolving
disputes without the delay and expense of courtroom proceedings.
- An agreement for evaluation of facility operation-perhaps
a joint inspection by you and your architect within one
year after the building is occupied-will help to serve as
a checkup that the building is being used and maintained
properly.
What If There Are Too Many Unknowns?
Sometimes, the owner and the architect may discover that
too little is known about the project to determine the full
extent of professional services in advance and proceed to
a contractual agreement based on a known set of services.
If this is the case, engage the architect to provide project
definition and other predesign services first, with remaining
phases and services to be determined later.
SERVICES AVAILABLE FROM ARCHITECTS
As the owner, you will find it helpful to review this chart
with your architect to acquaint yourself with the professional
services your project may require.
The chart lists some of the services offered by architects.
The chart groups services under broad classifications that
track the services in AIA Document B141, Standard Form of
Agreement Between Owner and Architect with Standard Form of
Architect's Services.
| Project
Administration and Management Services |
Evaluation
and Planning Services |
Design
Services |
| Project administration
Disciplines coordination / documents checking
Agency consulting / review approval
Value analysis balanced with budget & program
Schedule development / monitoring of the work
Evaluation of budget & preliminary estimate of
cost of the work
Presentation
Construction management |
Programming
Functional relationships / flow diagrams
Existing facilities surveys
Marketing studies
Economic feasibility studies
Project financing
Site analysis, selection, & development planning
Detailed site utility studies
On-site & off-site utility studies
Environmental studies & reports
Zoning process assistance |
Architectural design documentation
Structural design / Documentation
Mechanical design / documentation
Electrical design / documentation
Civil design / documentation
Landscape design / documentation
Interior design / documentation
Special design / documentation
Material research & specifications
Tenant-related services |
| Bidding
or Negotiation Services |
Contract
Administration Services |
Facility
Administration Services |
| Bidding materials
Addenda / responding to bidder inquiries
Bidding / negotiation
Analysis of alternates / substitutions
Special bidding
Bid evaluation
Contract award |
Submittal services &
rejection of defective work
On-site visits
Full-time on-site project representative
Testing & inspection administration
Supplemental documentation
Quotation requests / change orders
Contract cost accounting
Furniture & equipment installation administration
Interpretations & decisions
Project close-out |
Maintenance & operational
programming
Start-up assistance
Record drawing
Warranty review
Postcontract evaluation |
NEGOTIATING THE AGREEMENT
Owner-architect agreements spell out what you and your architect
bring to the professional relationship and what you can expect
from it.
The formal agreement between you and your architect is an
opportunity to assure that you both envision the same project,
requirements, and expectations. Before committing these requirements
and expectations to paper, use the five steps presented below
to identify any items that may have been missed.
1. Establish project requirements.
Write down your project requirements as either a short statement
or a very detailed compilation. Address these points:
- Project use: What is to be designed and built?
- Project site: Where will (might) it be built?
- Levels of quality and amenity
- Role of the project (in the owner's life,
business, community, etc.)
- Schedule requirements or constraints
- Target date for completion
- Budget and sources of financing
- Anticipated key team members
2. Describe project tasks and assign responsibility
for each one.
Owner and architect should identify the administrative, design,
construction, and facility operation tasks that must be undertaken
to achieve project objectives. The chart on pages 8-9 represents
some of the services an architect may provide and is a useful
starting point for this discussion. Both parties should then
identify the services required for the project and who will
be responsible for each.
Advice: To help produce an initial schedule, include
all necessary tasks, even if they will be done by others (for
example, a regulatory agency's review).
3. Identify your schedule requirements.
Place your tasks and responsibilities on a time line, estimating
duration for each task. Identify the tasks that if delayed
for any reason will delay completion of the project-for example,
obtaining financing or securing zoning approvals. Compare
the time line with your target completion date and adjust
one or both as appropriate.
Advice: The architect and other key team members who
must live with the final project schedule should be included
in the creation and revision of these schedule requirements.
4. Take a critical look at the results.
Good project schedules allow enough time for decision making.
Is your schedule reasonable, particularly given the project's
requirements and budget? Have you allowed yourself enough
time to review the architect's submissions, receive regulatory
agency approvals, seek your own recommendations and approvals,
and make your decisions?
5. Use this planning work as a basis for establishing
the architect's compensation.
Ask the architect to provide you with a compensation proposal
that is based on the tasks and schedule requirements outlined
above.
The Owner-Architect Agreement
If you've done your homework, the written agreement should
follow without difficulty. You and your architect should now
be of common mind on the key issues of project scope, services,
responsibilities, schedule, construction budget, and architect
compensation. Some advice on this subject:
- Use a written contract. A handshake or letter
agreement is rarely sufficient to describe thoroughly all
the roles, responsibilities, and obligations of the owner
and architect.
- Use AIA documents. These standard forms of
agreement, first developed in the 1880s, have been carefully
reviewed, court-tested, and modified over many years. Widely
used by and accepted in the construction industry, they
present a current consensus among organizations representing
owners, lawyers, contractors, engineers, and architects.
AIA documents are coordinated with one another. For example,
the architect-consultant agreement serves as the subcontract
for the owner-architect agreement, and the owner-contractor
agreement, usually negotiated later, extends the architect's
services into construction. These documents are readily
available from most local AIA chapters or by calling 800-365-ARCH(2724).
You will need to modify the AIA documents to adapt them
to your particular project. However, do so with great care.
Since these documents form a cohesive system of contractual
relationships, even simple revisions in one agreement may
cause complications in another document.
- Understand that your architect cannot warrant
or guarantee results. As a provider of professional services,
like your lawyer or doctor, an architect is required to
perform to a professional standard. Courts recognize this,
and so too must responsible clients.
- Consult both your legal and insurance counsels
before signing any agreement.
COMPENSATING YOUR ARCHITECT
Cost and value go hand in hand: appropriate professional
compensation is important to meeting your goals.
Experienced clients recognize that adequate compensation
for the architect is in their best interest, as it ensures
the type and level of services needed to fulfill their expectations.
You may have questions about how to arrive at the appropriate
compensation for your project. Some of the more frequently
asked questions are addressed here.
How much should I expect to pay an architect?
The amount of payment depends on the types and levels of
professional services provided. More extensive services
or a more complex or experimental project will require more
effort by the architect and add more value to the project.
You should budget accordingly for architectural services.
What methods of compensation are available?
This is a matter for negotiation, but the following methods
are in common use. Compensation may be based on one or more
of them.
Time-Based Methods. These include:
- Multiple of Direct Personnel Expense,
in which salaries plus benefits are multiplied by a factor
representing overhead and profit.
- Professional Fee Plus Expenses,
in which salaries, benefits, and overhead are the expense,
and the fee (representing profit) may be a multiplier,
percentage, or lump sum.
- Hourly Billing Rates, in which salaries,
benefits, overhead, and profit are included in rates for
designated personnel.
Stipulated Sum. Compensation is stated as a dollar
amount.
Percentage of Cost of the Work. Compensation is
calculated by applying an agreed-upon percentage to the
estimated or actual cost of the work, whichever cost is
most certain at the time the calculation is made.
Square Footage. Compensation equals the square footage
of the structure multiplied by a pricing factor.
Unit Cost. Compensation is based on the number of
certain units such as rooms, apartment units, etc.
Royalty. Compensation is a share in the owner's
income or profit derived from the project.
Suppose my project has many repetitive units, such as
bedrooms or apartments. Does it make sense to use these units
as a basis for compensation?
It may. Will the number of units bear a reasonable relationship
to the responsibilities of the architect? If the answer
is yes, unit cost may be an appropriate method of compensation.
When does it make sense to consider hourly compensation?
It makes good sense when there are many unknowns. Many
projects begin with hourly billing and continue until the
scope of the project is better defined and establishing
another basis of compensation is possible. It may also make
sense to use this approach for contract administration and
special services, such as energy and economic analyses.
What does a stipulated sum include?
This is a matter of negotiation with your architect, but
generally it includes the architect's direct personnel expenses
(salary and benefits), other direct expenses chargeable
to the project (such as consultant services), indirect expense
or overhead (costs of doing business not directly chargeable
to specific projects), and profit. The stipulated sum does
not include reimbursable expenses.
What are reimbursable expenses?
These are out-of-pocket expenses incurred by the architect
on behalf of the owner, such as long-distance travel and
communications, reproduction of contract documents, and
authorized overtime premiums. Detailed in the owner-architect
agreement, they are usually in addition to compensation
for professional services and are normally billed
as they occur.
What about payment schedules?
Once the method and amount of compensation have been established,
ask the architect to provide a proposed schedule of payments.
Such a schedule will help you plan for the financial requirements
of the project.
What other expenses can the owner expect?
The owner-architect agreement outlines a number of owner
responsibilities, some of which will require financial outlay.
These include site surveys and legal descriptions, geotechnical
services (for example, test borings or pits); required technical
tests during construction (for example, concrete strength
tests); an on-site project representative; and the necessary
legal, auditing, and insurance counseling services needed
to fulfill the owner's responsibilities.
What happens if the owner and architect can't agree on
compensation?
Discuss it. Try to understand the other's basis for negotiation.
Often, differences result from incomplete or inaccurate
understandings of project scope or services. Perhaps some
services can be performed by the architect on a separate
basis. Perhaps coordination of owner forces, special consultants,
or other team members mandated by the owner are adding to
the architect's costs. When everything is mutually understood
and there is still no closure on the details or method of
compensation, both the owner and architect ordinarily have
no choice but to discontinue negotiation.
KEEPING THE PROJECT ON TRACK
Design and construction are team activities. Many individuals
and firms come together to do a project. Often they will not
have worked together before, and they may not work together
again. They collaborate to produce a complex and often unique
result on a specific site. As the project unfolds, hundreds
of individual design decisions and commitments are made. Needs
and conditions change, and work is modified. A strong and
healthy relationship between owner and architect is essential
to keep the project on track.
Recognizing the Owner's Responsibilities
The owner-architect agreement and general conditions of the
contract for construction provide clear guidance on what is
expected of the owner. AIA Documents B141 and A201 (General
Conditions) outline several responsibilities. Your architect
will assist you in clarifying them.
The owner typically provides the following supporting services,
although if need be the architect's supporting services may
be expanded to include some of the services instead:
- Design objectives, constraints, and
criteria, including space requirements and relationships,
flexibility, expandability, special equipment, and site
requirements.
- Budget (including contingencies for bidding,
changes in the work during construction, and other costs
that are the owner's responsibility) and a statement of
available funds for the project.
- A legal description and survey of the site
(including available services and utilities), as well as
geotechnical engineering services and professional recommendations
(including test borings or pits, soil-bearing values, percolation
tests, air- and water-pollution tests, hazardous materials
testing, and groundwater levels).
- Necessary services during construction,
including testing services and (on some projects) an on-site
project representative.
- Timely information, services, decisions,
and approvals.
- Prompt notification of any observed faults
or defects in the project or nonconformance with the contract
documents governing the project.
- Legal, accounting, auditing, and insurance
counseling services needed for the project to meet the interests
of the owner.
Recognizing Some of the Fundamental Realities of Building
We spend more than $300 billion annually for new construction
and renovation projects in the U.S. Architects and their clients
have had the opportunity to gain some collective wisdom from
these projects-wisdom that may be of value to you in project
planning and follow-through.
Project scope, quality, and cost are inextricably related.
Any two of these variables can be fixed and controlled in
design; the marketplace takes cares of the third. You will
need to establish priorities among them and set acceptable
ranges for each one.
A good architect challenges the client's program, schedule,
and budget. Even when these have been developed through painstaking
effort, it is in the client's best interest to encourage this
challenge. In this way, the architect comes to understand
the project requirements in detail. The analysis may also
reveal latent problems or opportunities.
As design proceeds, important issues will surface. The architect's
services bring increased client understanding of the project,
and the project evolves as a result. Each milestone, usually
marked by the submission of documents to the owner from
the architect, should be used to assure continuing consensus
on project scope, levels of quality, time constraints, estimated
cost, and the owner's budget. It may also be necessary to
adjust the services required from the architect at these points.
The secret to successful projects is effective project management
by both owner and architect. Following is a summary of what
the owner can do to keep the project running smoothly through
design and construction.
Schedule for Architect's Services. Carefully review
the architect's schedule for services. Ask that the
schedule be updated on a regular basis and after any major
change in scope, services, or time requirements.
Team Member. Take part in the appropriate portions
of the project-planning process. Be sure that your own deadlines,
as well as your own decision processes, are reflected in the
schedule.
Client Representative. Identify a single person to
represent you and to speak for you at planning sessions and
project meetings. The scope of the client representative's
authority should be understood by all involved.
Internal Coordination. If yours is an organization
in which several people or departments must be involved in
the project work, make it clear that the client representative
is authorized to speak for you. Multiple sources of advice
or requirements will inevitably cause problems later.
Meetings. Plan on regular meetings of the project
team and participate in them. Meetings should have clear agendas.
Persons with assigned tasks should have them done in time
for the meetings. Be sure that minutes are prepared that clearly
identify what was discussed, and what items require further
action and by whom. Minutes should be circulated to all team
members.
Documentation. Require that contacts between architect
and client (for example, phone conversations and data-gathering
sessions) be documented, and the results shared with appropriate
members of the project team. This system keeps everyone informed
of what's being discussed and decided outside of formal project
meetings and presentations.
Milestones. The AIA standard forms of agreement designate
three documentation submissions by the architect: schematic
design, design development, and construction documents. You
may wish to require additional submissions, recognizing
that each can add time and cost to the project. Use these
milestones to review what has been done and approve it as
the basis for moving forward.
Decision Process. Be sure that both you and your architect
understand the process by which you will make decisions: Who
requires what information, whose approval is required, how
much time-with contingencies-should be allocated for review
of submissions?
Decisions. Make decisions promptly. Keeping the project
on hold increases the possibility of changes in conditions
that may upset the delicate balance between project time,
cost, and quality.
Agreement Modifications. Keep the owner-architect
agreement up-to-date. Modify it when project scope or services
are changed.
Questions. When you have questions, ask them. Pay
particular attention to design submissions, since the work
reflected in each submission will be further developed in
the next. All questions should be resolved before construction
begins, as changes beyond this point will most likely result
in increased time and cost.
Problems. Address problems when they arise and before
small ones become large ones. Regular project meetings provide
a natural opportunity.
The Project Team: Owner, Architect, Contractor
At some point, the project team must be expanded to include
the firm or firms that will build the project. There are two
basic approaches:
- The owner and the architect may select the
contractor or contractors based on the construction contract
documents prepared by the architect. Public entities generally
must engage in an open competitive bidding process. Other
owners may choose open competitive bidding, competitive
bidding by a few invited firms, or negotiation with a single
selected contractor or builder.
- The owner and the architect may choose to
include the contractor as a member of the team at the outset
of design. The contractor may be paid a fee for consultation
during design. A method of compensation for the construction
work is negotiated when the design has progressed in sufficient
detail to serve as a basis for a cost proposal.
However and whenever the contractor is selected, it is likely
that the architect will assist with the bidding documents
and the owner-contractor agreement forms as part of the architect's
responsibility for preparing the construction contract documents.
It is sound practice to engage the architect's assistance
in the bidding or negotiation process and selection of the
contractor.
Maintaining the Professional Relationship
The architect's services should continue following the award
of the construction contract. During construction, the architect
can:
- Administer the construction contract. This
includes evaluating the work for compliance with the contract
documents, checking shop drawings and other submittals to
confirm the contractor's understanding of the design, and
checking the contractor's payment requisitions against the
progress of the work.
- Make design changes during construction.
These may be required due to unexpected conditions in the
field, the need for further refinements in the design, or
changes in your own requirements as construction proceeds.
- Inspect the facility to determine that it
is complete and ready for use, and that the contractor is
entitled to final payment.
Your architect's involvement with the project does not end
there. As a design professional, the architect has a continuing
interest in knowing that your building works. You may wish
to retain the same firm to assist with start-up, to review
operations at a later date, for tenant-related services, or
for later alterations and modifications. You now have a working
relationship with your architect, and no one knows your building
better.
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